AML / CPF / CFT Compliance Framework
Internal policies, procedures and controls (IPPC) for the prevention of money laundering, proliferation financing and terrorism financing, issued under the Estate Agents Act 2010 (Part 4A) and the PMLPFTF Regulations 2021. Covers governance, risk assessment, CDD, screening, ECDD, UCPDD, STR reporting, record-keeping, training and audit, with a forms map and red-flag indicators.
A detailed guide for this document has not been written yet. The form itself is above, and the issuer’s own guidance is the authoritative explanation of how to use it.